COMPLIANCE - PERFORMANCE RECORD & NOTES (click here for PDF version)

 

Atalanta Sosnoff Capital, LLC has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS®).

(1) Performance figures reflect the performance of a composite of our non-restricted institutional large capitalization equity accounts, including reinvested dividends, and is presented before (Gross) and after (Net) investment advisory fees are considered. The composite of large capitalization equity accounts consists of discretionary accounts managed under an equity only mandate.  Prior to 2010, the composite also includes discretionary accounts where equity securities average 80% or more of the total market value of the account.  Non-restricted equity accounts consist of client accounts where no significant investment restrictions have been imposed on the management of their assets.  As of September 30, 2011, this composite includes 111 portfolios representing $1.9 billion in assets under management, or 23% of total assets under management.

(2) Prior to 2009, the composite includes institutional accounts of $1 million or more from their first full quarter under management, including those accounts no longer with the firm.  In 2009, the composite includes institutional accounts of $500,000 or more from their first full quarter under management, including those accounts no longer with the firm.  From 2010 forward, the composite includes institutional accounts of $500,000 or more from their first full month under management, including those accounts no longer with the firm.  Data from all accounts has been continuous from their inception to the present or until their last full month prior to termination of the account relationship with the firm.

(3) No alterations of composites as presented here have occurred due to changes in personnel or other reasons at any time.

(4) The composite does not include non-manager costs associated with an account, such as custodial or other fees.  The composite does reflect all commission costs.

(5) RESULTS FOR INDIVIDUAL ACCOUNTS MAY VARY AND PAST PERFORMANCE DOES NOT GUARANTEE FUTURE RESULTS.

(6) Atalanta Sosnoff Capital, LLC has been verified firm-wide from January 1, 1990 through December 31, 2010 by Ashland Partners & Company LLP. The Large Cap Equity Composite has undergone a performance examination starting January 1, 1990.  Click here for the full composite report and independent auditors opinion.